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How to…
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Regulation C

April 29, 2015 by FundingSage -

The regulation that outlines registration requirements for Securities Act of 1933.³

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Definitioner

Securities: Includes all types of equity and debt instruments and rights in and to them.³
Registration: The SEC’s review process of all securities intended to be sold to the public. The SEC requires that a registration statement be filed in conjunction with any public securities offering. This document includes operational and financial information about the company, the management, and the purpose of the offering. The registration statement and the prospectus are often referred to interchangeably. Technically, the SEC does not “approve” the disclosures in prospectuses.³